| 1. | The internal control system under the preceding paragraph shall set out " know your customer " assessment and credit review procedures , operating procedures for the conduct of securities lending , division of authority and responsibilities , control of lending amounts , customer accounts management , as well as relevant risk management mechanisms
前项内部控制制度应订定?解客户评估作业及徵信程序、办理有价证券借贷作业手续、权责划分、借贷交易额度控管及帐户管理等事宜，并订定相关风险管理机制。 |
